Compliance case studies

The following case studies provide a summary of Board Conduct Committee (BCC) decisions on compliance matters:

Date of decision	Case study
19 September 2019	Conduct affecting fitness and propriety leads to registration termination Dishonest acts result in registration termination Tax agent found no longer fit and proper to be registered
22 August 2019	BAS agent no longer a fit and proper person Tax agent lodging false BAS Tax agent terminated for serious Code breaches
11 July 2019	Audit leads to TPB investigation Serious misconduct of a tax agent results in termination BAS agent banned for five years
20 June 2019	Tax mischief leads to termination and five-year ban Registration terminated after multiple Code breaches found Tax agent found to have $1.6 million in tax liabilities Failure to take reasonable care
30 May 2019	Overdue tax debt in excess of $350,000
9 May 2019	Company failed to comply with personal tax obligations
18 April 2019	Dishonest behaviour leads to termination Multiple Code breaches lead to termination Termination of tax agent company and sole director’s registration

Last modified: 21 October 2019

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