Compliance case studies

Case studies provide a summary of Board Conduct Committee (BCC) decisions on compliance matters.

Date of decision	Case study
19 October 2021	Supervising tax agent fails to provide supervision and control for multiple entities
16 September 2021	Tax agent and related company terminated after breaching four Code items
15 July 2021	Tax agent terminated after failing to provide adequate supervision
17 June 2021	Tax agent terminated for fraudulently claiming Cash Flow Boost payments
10 June 2021	Failure to maintain professional indemnity insurance leads to termination Tax agent sanctioned for failing to meet personal tax obligations
27 May 2021	Serious misconduct results in termination and five-year ban Multiple Code breaches and misappropriation of funds lead to termination and five-year ban Deliberate false BAS uncovered during Board investigations
6 May 2021	Investigations into the conduct of tax agent and their company reveals multiple Code breaches
1 April 2021	Multiple Code breaches lead to termination of company and individual registration
18 February 2021	Tax agent fraudulently claims clients’ tax refunds

Last modified: 2 December 2021

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